合规,一直在路上
01
随着私募投资基金行业的快速发展,其在资本市场的作用日益显著,为经济发展注入活力。然而,这一行业的急速扩张同样带来了大量监管挑战,部分机构甚至背离“受人之托,代人理财”的基本属性,这些问题若不加以约束,将严重影响资本市场的健康运作。为此,监管部门推动了《私募投资基金监督管理条例》、《私募投资基金登记备案办法》以及《私募证券投资基金运作指引》等关键法规的制定和修订。这些法规的制定目的在于通过设立明确的监管框架和合规要求,强化行业自律,优化市场环境。主要措施包括明确私募基金管理人和托管人的义务要求,规范资金募集和投资运作,以及强化监督管理和法律责任。这些举措旨在更好地保护投资者的合法权益,遏制不良行为,促进私募基金行业的健康发展,从而支持实体经济的增长并增强资本市场的稳定性。02
近期,在锐联的团建活动中,合规部门为新员工和老员工准备了一场合规“茶话会”。此次培训的目的是确保锐联全体成员能够全面理解并遵守将于8月1日开始实施的新规:《私募证券投资基金运作指引》。本次培训内容覆盖了新规的核心内容、实际操作指南以及常见问题的解答。活动帮助新员工在新规实施前做好充分准备,熟悉各项要求;同时,也为老员工提供了一个温故而知新的机会,进一步巩固同事们的合规知识,确保大家在日常工作中严格遵守合规规范,推动公司合规管理水平的不断提升。为了让新同事更好地理解合规在日常工作中的实际操作,合规部门为讲解案例特别录制了系列视频,展示了不同情境下的合规要求和实操方式。这些视频通过生动演绎和详细拆解操作步骤,让新老员工能够直观地“get”合规知识。此外,每个培训环节我们都准备了互动问答和奖品,鼓励大家积极参与、加深理解。希望通过这些举措,使每位同事都能自信地应对工作中的合规挑战。
基本
文件
流程
错误
SQL
调试
- 请求信息 : 2024-12-27 06:45:16 HTTP/1.1 GET : www.ksrayliant.com/info/198.html
- 运行时间 : 0.025536s [ 吞吐率:39.16req/s ] 内存消耗:3,560.85kb 文件加载:51
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- 配置加载 : 68
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- /www/wwwroot/jr/application/extra/queue.php ( 0.62 KB )
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- /www/wwwroot/jr/application/index/controller/Index.php ( 14.20 KB )
- /www/wwwroot/jr/application/index/controller/Base.php ( 1.11 KB )
- /www/wwwroot/jr/thinkphp/library/think/Controller.php ( 6.29 KB )
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- /www/wwwroot/jr/thinkphp/library/think/db/Expression.php ( 1.16 KB )
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- /www/wwwroot/jr/thinkphp/library/think/debug/Html.php ( 4.28 KB )
- /www/wwwroot/jr/thinkphp/library/think/Cache.php ( 6.34 KB )
- [ LANG ] /www/wwwroot/jr/thinkphp/lang/zh-cn.php
- [ ROUTE ] array (
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'module' =>
array (
0 => 'index',
1 => 'index',
2 => 'info',
),
'convert' => false,
)
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- [ DB ] INIT mysql
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0 => 'uname',
1 => 'reqUrl',
2 => 'site',
3 => 'type',
4 => 'one',
5 => 'sfClass',
6 => 'tj',
7 => 'up',
8 => 'down',
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- [ SQL ] SELECT * FROM `think_classs` WHERE `id` = 3 LIMIT 1 [ RunTime:0.000176s ]
0.027026s